Analyst, Consumer Compliance, Monitoring & Oversight
Job Description: • Assist in review and approval of marketing and sales materials. • Assist business units and fintech partners in the development of advertising and promotional materials. • Assist in the development of compliance policies and procedures. • Assist in the development and delivery of marketing and sales practice training. • Coordinate with other compliance teams to ensure a consistent approach to compliance issues. • Prepare deliverables and provide support for regulatory exams and internal audits. • Review marketing findings in a timely manner to determine issues. Requirements: • 3+ years’ compliance experience in a financial institution or consulting firm. • Experience providing compliance oversight of marketing and sales activities. • Knowledge of and experience with the laws and regulations related to bank marketing. • Proven track record showing ability to maintain high attention to detail. • 1+ years’ experience in training, deploying and monitoring AI in compliance reviews. • Strong communication skills and ability to interact effectively as a member of a cross-functional team. Benefits: • Health insurance • Retirement plans • Paid time off • Flexible work arrangements • Professional development Apply tot his job